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Closed-end fund
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411	March 12, 2008 The Honorable Mike Crapo Chairman Senate Republican Capital Markets Task Force 239 Dirksen Senate Office Building Washington, DC 20510 Add to Reading List Source URL: www.idc.org Language: English Funds Collective investment schemes Institutional investors Mutual fund Investment Company Institute Closed-end fund Exchange-traded fund Investment management Financial economics Investment Financial services
412	Costs of Eliminating Discretionary Broker Voting on Uncontested Elections of Investment Company Directors (pdf), December 2006 Add to Reading List Source URL: www.iciglobal.org Language: English Collective investment schemes Stock market Funds Financial services Closed-end fund Mutual fund Stock Investment Company Institute Street name securities Financial economics Investment Finance
413	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name CRYOPORT INC Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2010-11-29 11:10:55 Funds Financial services Institutional investors Mutual fund Security Closed-end fund Financial economics Investment Collective investment schemes
414	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2010-12-28 10:09:21 Collective investment schemes Equity securities Financial services Funds Mutual fund Security Private equity Stock fund Closed-end fund Financial economics Investment Finance
415	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2010-12-13 08:01:33 Financial services Dow Jones Industrial Average Primary dealers JPMorgan Chase Mutual fund Stock fund Closed-end fund Investment Financial economics Collective investment schemes
416	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2010-12-28 10:09:21 Collective investment schemes Equity securities Financial services Funds Mutual fund Security Private equity Stock fund Closed-end fund Financial economics Investment Finance
417	Microsoft Word - AIFMD Implementing Measures - Comment Letter to CESR.docx Add to Reading List Source URL: www.iciglobal.org Language: English Funds Financial services Collective investment schemes Institutional investors Mutual fund Exchange-traded fund Closed-end fund Hedge fund Investment Company Institute Financial economics Investment Finance
418	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2011-12-05 09:11:26 Financial services Funds Institutional investors Mutual fund Kampen Overijssel Closed-end fund Financial economics Investment Collective investment schemes
419	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name BUSINESS DEVELOPMENT Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2011-12-12 09:25:16 Collective investment schemes Financial services Funds Institutional investors TIAA-CREF Mutual fund AllianceBernstein Equity Closed-end fund Financial economics Investment Finance
420	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name ZEA CAPITAL FUND LLC Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2009-12-30 16:16:56 Collective investment schemes Nuveen Investments Closed-end fund Security Stock fund Companies listed on the New York Stock Exchange Financial economics Investment Funds

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